Securities Law
 Canadian securities law comprises a unique mix of enduring basic principles and constantly-changing technical details. This new book, by Jeffrey MacIntosh and Christopher Nicholls, provides a solid introduction to both. The book includes a survey of all [... more]
$55.50
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Start with Mutual Funds
A mutual fund is an investment company that collects money from many people and invests it in a variety of securities. The company then manages the money on an ongoing basis for individuals and businesses. Mutual funds are an efficient way to ... [... more]
Ohio Line |
How to find unclaimed assets and unclaimed funds in ...
Companies in Minnesota are required to turn unclaimed property over to the state if the account has had no activity for an extended period. This includes wages, refunds, safety deposit box contents, escrow, insurance claims, securities, bank ... [... more]
eHow |
How to find unclaimed assets and unclaimed funds in ...
Companies in Colorado are required to turn unclaimed property over to the state if the account has been inactive for an extended period of time. This includes wages, refunds, safety deposit box contents, escrow, insurance claims, securities, bank ... [... more]
eHow |
Securities Regulation
Securities Regulation [... more]
$29.95
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Pli's Guide to Securities Offering Reforms
PLIs Guide to Securities Offering Reforms gives you expert plain-English insight into new SEC reforms that modernize the securities offering and communication processes. It shows you how these changes expand permissible communications in connection with [... more]
$13.56 (Save 35%)
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New Southwestern Life
Doreen and Mike Godwin live in Albuquerque, New Mexico, a far cry from their former home in busy New York City. They both worked in the securities business, each actually holding the same job title but with different companies. They both had ... [... more]
Home and Garden Television |
Stocks and Mutual Funds
Stocks are the securities with which many people are most familiar. (The term "securities" means different types of investment instruments, including stocks, bonds, mutual funds, options, and municipal bonds.) Mutual funds may include stocks or [... more]
Alabama Cooperative Extension System |
IT History: 1988, IT Contributes to Market Crash
Feb. 2, 1988 After the "Black Monday" stock-market crash of Oct. 19, 1987, when the Dow fell by 508 points, or 22.6 percent, everyone wanted to know why, and whom to blame. Four months later, the Securities and Exchange Commission issues a [... more]
CIO |
Securities Regulation in a Nutshell (Nutshell Series)
great little book: Securities Regulation in a Nutshell is a great little book that provides the big picture regarding federal securities laws, especially for beginners. I recomend it. Author: David L. Ratner Author: Thomas Lee Hazen Binding: Paperback [... more]
$28.50
Amazon.com |
Securities Regulation: Examples and Explanations (The ...
Good but out of date: Well-written, clear, a helpful overview. However, it does not take into account the 2005 public offering reforms, so its treatment of permissible communications during the offering process (about 30% of the material in my Sec Reg I [... more]
$35.95
Amazon.com |
Principles of Securities Regulation (Concise Hornbook ...
gd. but too detailed: Securities Laws change, often. and the SEC regularly comes out with new stuff they are looking for. So while this book was helpful, I think there are better sources of info available. Author: Thomas Lee Hazen Binding: Paperback [... more]
$41.00
Amazon.com |
